Invesco Ltd.·4

Mar 3, 9:48 AM ET

Lo Andrew Tak Shing 4

4 · Invesco Ltd. · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Invesco (IVZ) Senior MD Lo Andrew Tak Shing Receives RSU Awards

What Happened
Lo Andrew Tak Shing, a Senior Managing Director at Invesco Ltd. (IVZ), received multiple equity awards and completed conversions/exercises of derivative securities on February 28, 2026. The filing shows total acquisitions of 227,637 shares (multiple grant entries) and conversions/exercises disposing of 66,848 shares (derivative conversions). All transactions are reported at $0.00 per share (total reported value $0), consistent with awards/RSUs and conversions rather than open-market purchases or cash sales.

Key Details

  • Transaction date: February 28, 2026; Form 4 filed March 3, 2026.
  • Reported activity:
    • Grants/Awards (A): 16,479; 83,419; 14,333; 17,923; 18,113; and 77,370 shares — total 227,637 shares, all at $0.00.
    • Exercise/Conversion (M): 16,479; 14,333; 17,923; 18,113 — total 66,848 shares converted/exercised, reported at $0.00.
  • Shares owned after the transactions: not specified in the filing.
  • Footnotes:
    • F1: The Restricted Stock Unit (RSU) represents a contingent right to receive common shares of Invesco Ltd.
    • F2: The RSUs vest in one installment on the third anniversary of the grant date and expire upon termination of employment.
  • No indication in the filing that these were open-market purchases or sales; they appear to be compensation-related awards and conversions.

Context
These entries look like equity compensation activity (RSU grants and derivative conversions/exercises) rather than purchases or sales in the market. Awards and RSU grants are routine compensation events for executives and do not necessarily signal a buy/sell decision by the insider. The $0.00 reporting typically reflects awards or conversions where no cash changed hands at the reported price.

Insider Transaction Report

Form 4
Period: 2026-02-28
Lo Andrew Tak Shing
Senior Managing Director
Transactions
  • Award

    Common Shares

    2026-02-28+16,479705,305 total
  • Award

    Common Shares

    2026-02-28+83,419788,724 total
  • Award

    Common Shares

    2026-02-28+14,333803,057 total
  • Award

    Common Shares

    2026-02-28+17,923820,980 total
  • Award

    Common Shares

    2026-02-28+18,113839,093 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-02-2816,4790 total
    Exercise: $0.00Common Shares (16,479 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-02-2814,33314,333 total
    Exercise: $0.00Common Shares (14,333 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-02-2817,92335,847 total
    Exercise: $0.00Common Shares (17,923 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-02-2818,11354,342 total
    Exercise: $0.00Common Shares (18,113 underlying)
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-02-28+77,37077,370 total
    Exercise: $0.00Common Shares (77,370 underlying)
Footnotes (2)
  • [F1]The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.
  • [F2]The Restricted Stock Units vest in one installment on the third anniversary of the grant date and expire upon the employee's termination of employment.
Signature
/s/ Rebecca Smith, as Attorney-in-Fact|2026-03-03

Documents

1 file
  • 4
    wk-form4_1772549318.xmlPrimary

    FORM 4