Lo Andrew Tak Shing 4
4 · Invesco Ltd. · Filed Mar 3, 2026
Research Summary
AI-generated summary of this filing
Invesco (IVZ) Senior MD Lo Andrew Tak Shing Receives RSU Awards
What Happened
Lo Andrew Tak Shing, a Senior Managing Director at Invesco Ltd. (IVZ), received multiple equity awards and completed conversions/exercises of derivative securities on February 28, 2026. The filing shows total acquisitions of 227,637 shares (multiple grant entries) and conversions/exercises disposing of 66,848 shares (derivative conversions). All transactions are reported at $0.00 per share (total reported value $0), consistent with awards/RSUs and conversions rather than open-market purchases or cash sales.
Key Details
- Transaction date: February 28, 2026; Form 4 filed March 3, 2026.
- Reported activity:
- Grants/Awards (A): 16,479; 83,419; 14,333; 17,923; 18,113; and 77,370 shares — total 227,637 shares, all at $0.00.
- Exercise/Conversion (M): 16,479; 14,333; 17,923; 18,113 — total 66,848 shares converted/exercised, reported at $0.00.
- Shares owned after the transactions: not specified in the filing.
- Footnotes:
- F1: The Restricted Stock Unit (RSU) represents a contingent right to receive common shares of Invesco Ltd.
- F2: The RSUs vest in one installment on the third anniversary of the grant date and expire upon termination of employment.
- No indication in the filing that these were open-market purchases or sales; they appear to be compensation-related awards and conversions.
Context
These entries look like equity compensation activity (RSU grants and derivative conversions/exercises) rather than purchases or sales in the market. Awards and RSU grants are routine compensation events for executives and do not necessarily signal a buy/sell decision by the insider. The $0.00 reporting typically reflects awards or conversions where no cash changed hands at the reported price.
Insider Transaction Report
- Award
Common Shares
2026-02-28+16,479→ 705,305 total - Award
Common Shares
2026-02-28+83,419→ 788,724 total - Award
Common Shares
2026-02-28+14,333→ 803,057 total - Award
Common Shares
2026-02-28+17,923→ 820,980 total - Award
Common Shares
2026-02-28+18,113→ 839,093 total - Exercise/Conversion
Restricted Stock Units
[F1][F2]2026-02-28−16,479→ 0 totalExercise: $0.00→ Common Shares (16,479 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F2]2026-02-28−14,333→ 14,333 totalExercise: $0.00→ Common Shares (14,333 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F2]2026-02-28−17,923→ 35,847 totalExercise: $0.00→ Common Shares (17,923 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F2]2026-02-28−18,113→ 54,342 totalExercise: $0.00→ Common Shares (18,113 underlying) - Award
Restricted Stock Units
[F1][F2]2026-02-28+77,370→ 77,370 totalExercise: $0.00→ Common Shares (77,370 underlying)
Footnotes (2)
- [F1]The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.
- [F2]The Restricted Stock Units vest in one installment on the third anniversary of the grant date and expire upon the employee's termination of employment.