Invesco Ltd.·4

Mar 3, 9:48 AM ET

Lo Andrew Tak Shing 4

Research Summary

AI-generated summary

Updated

Invesco (IVZ) Senior MD Lo Andrew Tak Shing Receives RSU Awards

What Happened
Lo Andrew Tak Shing, a Senior Managing Director at Invesco Ltd. (IVZ), received multiple equity awards and completed conversions/exercises of derivative securities on February 28, 2026. The filing shows total acquisitions of 227,637 shares (multiple grant entries) and conversions/exercises disposing of 66,848 shares (derivative conversions). All transactions are reported at $0.00 per share (total reported value $0), consistent with awards/RSUs and conversions rather than open-market purchases or cash sales.

Key Details

  • Transaction date: February 28, 2026; Form 4 filed March 3, 2026.
  • Reported activity:
    • Grants/Awards (A): 16,479; 83,419; 14,333; 17,923; 18,113; and 77,370 shares — total 227,637 shares, all at $0.00.
    • Exercise/Conversion (M): 16,479; 14,333; 17,923; 18,113 — total 66,848 shares converted/exercised, reported at $0.00.
  • Shares owned after the transactions: not specified in the filing.
  • Footnotes:
    • F1: The Restricted Stock Unit (RSU) represents a contingent right to receive common shares of Invesco Ltd.
    • F2: The RSUs vest in one installment on the third anniversary of the grant date and expire upon termination of employment.
  • No indication in the filing that these were open-market purchases or sales; they appear to be compensation-related awards and conversions.

Context
These entries look like equity compensation activity (RSU grants and derivative conversions/exercises) rather than purchases or sales in the market. Awards and RSU grants are routine compensation events for executives and do not necessarily signal a buy/sell decision by the insider. The $0.00 reporting typically reflects awards or conversions where no cash changed hands at the reported price.