PLIMPTON FRANK 4
4 · BROADPOINT GLEACHER SECURITIES GROUP, INC. · Filed Jun 18, 2009
Insider Transaction Report
Form 4
PLIMPTON FRANK
Director
Transactions
- Award
Common Stock
2009-06-16+24,900→ 24,900 total
Footnotes (2)
- [F1]The shares acquired as reported in this Form 4 are restricted shares of Common Stock of the issuer granted under the Company's 2003 Non-Employee Directors' Stock Plan, which vest in three equal annual installments of approximately one third of the total grant over a three-year period, commencing on 6/16/2010 through 6/16/2012.
- [F2]The reporting person was formerly a partner of MatlinPatterson Global Advisors LLC, which company's shares were attributed to the reporting person in previous filings. The reporting person ceased to be a partner of MatlinPatterson Global Advisors LLC in 2008, and those shares are no longer reported in this Form 4.