4//SEC Filing
SMITH JAMES FRANCIS 4
Accession 0001415889-12-000984
CIK 0001031927other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 4:05 PM ET
Size
5.5 KB
Accession
0001415889-12-000984
Insider Transaction Report
Form 4
SMITH JAMES FRANCIS
Director
Transactions
- Award
Common Stock
2012-06-30+6,250→ 39,500 total
Footnotes (1)
- [F1]The shares vest on June 30, 2013, provided, however, that all unvested shares immediately vest upon the sale of all or substantially all of the assets of the Company or all or substantially all of the outstanding capital stock of the Company in exchange for Liquid Proceeds. "Liquid Proceeds" means (a) cash; (b) securities which can be sold immediately on NYSE or NASDAQ; (c) securities which are or will be registered such that they can be sold upon on NYSE or NASDAQ upon termination of a lock-up period not to exceed one hundred eighty (180) days; or (d) or a combination of cash and the foregoing securities.
Documents
Issuer
Echo Therapeutics, Inc.
CIK 0001031927
Entity typeother
Related Parties
1- filerCIK 0001278350
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 4:05 PM ET
- Size
- 5.5 KB