HIPCRICKET, INC. 4

Accession 0001415889-13-001790

CIK 0001137204operating

View on SEC.gov Company Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 9:11 PM ET

Size

55.8 KB

Accession

0001415889-13-001790

Insider Transaction Report

Form 4

Period: 2013-08-29

HIPCRICKET, INC.HIPP

Wilson Todd E.

Director

Transactions

Disposition to Issuer
Non-Qualified Stock Option
2013-08-29−300,000→ 85,000 total
Exercise: $1.00Exp: 2015-06-08→ Common Stock (300,000 underlying)
Award
Common Stock
2013-09-04+21,250→ 98,862 total
Disposition to Issuer
Incentive Stock Option
2013-08-29−25,000→ 54,000 total
Exercise: $1.47Exp: 2015-09-07→ Common Stock (25,859 underlying)
Award
Incentive Stock Option
2013-08-29+1,000→ 175,334 total
Exercise: $0.42Exp: 2015-11-29→ Common Stock (1,000 underlying)
Award
Incentive Stock Option
2013-08-29+8,334→ 167,334 total
Exercise: $0.42Exp: 2015-09-07→ Common Stock (8,334 underlying)
Award
Incentive Stock Option
2013-08-29+2,000→ 169,334 total
Exercise: $0.42Exp: 2017-08-30→ Common Stock (2,000 underlying)
Award
Incentive Stock Option
2013-08-29+600→ 177,792 total
Exercise: $0.42Exp: 2016-02-27→ Common Stock (600 underlying)
Award
Incentive Stock Option
2013-08-29+858→ 177,192 total
Exercise: $0.42Exp: 2016-08-30→ Common Stock (858 underlying)
Disposition to Issuer
Incentive Stock Option
2013-08-29−6,000→ 79,000 total
Exercise: $1.23Exp: 2015-08-30→ Common Stock (124,141 underlying)
Award
Non-Qualified Stock Option
2013-08-29+150,000→ 156,000 total
Exercise: $0.42Exp: 2015-06-08→ Common Stock (150,000 underlying)
Award
Incentive Stock Option
2013-08-29+1,500→ 172,834 total
Exercise: $0.42Exp: 2017-02-28→ Common Stock (1,500 underlying)
Award
Incentive Stock Option
2013-08-29+3,000→ 159,000 total
Exercise: $0.42Exp: 2015-08-30→ Common Stock (3,000 underlying)

Footnotes (14)

[F1]The shares were granted as quarterly compensation for services performed as a director of the Company.
[F10]Granted on 11/30/10 pursuant to the Plan and vest 1/36th per month from original grant date.
[F11]Granted on 05/31/11 pursuant to the Plan and vest 1/36th per month from original grant date.
[F12]Granted on 08/31/11 pursuant to the Plan and vest 1/36th per month from original grant date.
[F13]Granted on 02/28/11 pursuant to the Plan and vest 1/36th per month from original grant date.
[F14]Replacement options retain vesting schedule of original options per the terms of the option exchange offer.
[F2]Granted on 06/08/10 pursuant to a Stock Option Agreement dated June 8, 2010 in consideration for the reporting person's services to the issuer, all vested as of date of cancellation.
[F3]On 08/29/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having an exercise price of $0.42 per share.
[F4]Granted on 08/31/10 pursuant to the Company's 2010 Incentive Stock Option Plan (the "Plan") and vest 1/36th per month from original grant date.
[F5]Granted on 09/07/10 pursuant to the Plan and vest 1/36th per month from original grant date.
[F6]Granted on 08/31/12 pursuant to the Plan and vest 1/36th per month from original grant date.
[F7]Granted on 11/30/11 pursuant to the Plan and vest 1/36th per month from original grant date.
[F8]Granted on 2/29/12 pursuant to the Plan and vest 1/36th per month from original grant date.
[F9]Granted on 05/31/12 pursuant to the Plan and vest 1/36th per month from original grant date.

Documents

1 file

4
form4-09092013_060908.xmlPrimary

Issuer

HIPCRICKET, INC.

CIK 0001137204

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001137204

Filing Metadata

Form type: 4
Filed: Sep 8, 8:00 PM ET
Accepted: Sep 9, 9:11 PM ET
Size: 55.8 KB

View on SEC.gov