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4//SEC Filing

POLI PETER K 4

Accession 0001415889-18-000608

CIK 0001045942other

Filed

Apr 12, 8:00 PM ET

Accepted

Apr 13, 1:28 PM ET

Size

7.9 KB

Accession

0001415889-18-000608

Insider Transaction Report

Form 4
Period: 2017-11-30
POLI PETER K
CHIEF FINANCIAL OFFICER
Transactions
  • Disposition to Issuer

    Options

    2017-11-30100,0000 total
    Exercise: $3.95From: 2016-12-19Exp: 2022-01-01Common Stock (100,000 underlying)
  • Award

    Options

    2017-11-30+100,000100,000 total
    Exercise: $1.24From: 2016-12-19Exp: 2022-01-01Common Stock (100,000 underlying)
Footnotes (1)
  • [F1]The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Issuer

Track Group, Inc.

CIK 0001045942

Entity typeother

Related Parties

1
  • filerCIK 0001700243

Filing Metadata

Form type
4
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 1:28 PM ET
Size
7.9 KB