Dubois Guy 4

Accession 0001415889-18-000614

CIK 0001045942other

View on SEC.gov Company Profile

Filed

Apr 12, 8:00 PM ET

Accepted

Apr 13, 6:03 PM ET

Size

133.4 KB

Accession

0001415889-18-000614

Insider Transaction Report

Form 4

Period: 2017-11-30

Track Group, Inc.TRCK

Dubois Guy

DirectorMember of Executive Committee

Transactions

Award
Options
2017-11-30+12,676→ 12,676 total
Exercise: $1.24From: 2015-10-15Exp: 2022-10-14→ Common Stock (12,676 underlying)
Award
Options
2017-11-30+2,385→ 2,385 total
Exercise: $1.24From: 2013-03-22Exp: 2022-03-21→ Common Stock (2,385 underlying)
Award
Options
2017-11-30+4,083→ 4,083 total
Exercise: $1.24From: 2013-07-01Exp: 2022-06-30→ Common Stock (4,083 underlying)
Award
Options
2017-11-30+2,344→ 2,344 total
Exercise: $1.24From: 2014-01-02Exp: 2023-12-31→ Common Stock (2,344 underlying)
Disposition to Issuer
Options
2017-11-30−2,432→ 0 total
Exercise: $18.75From: 2014-04-01Exp: 2023-03-31→ Common Stock (2,432 underlying)
Disposition to Issuer
Options
2017-11-30−51,576→ 0 total
Exercise: $17.45From: 2014-06-03Exp: 2023-06-02→ Common Stock (51,576 underlying)
Award
Options
2017-11-30+51,576→ 51,576 total
Exercise: $1.24From: 2014-06-03Exp: 2023-06-02→ Common Stock (51,576 underlying)
Award
Options
2017-11-30+2,647→ 2,647 total
Exercise: $1.24From: 2014-07-01Exp: 2023-06-30→ Common Stock (2,647 underlying)
Disposition to Issuer
Options
2017-11-30−2,385→ 0 total
Exercise: $12.58From: 2013-03-22Exp: 2022-03-21→ Common Stock (2,385 underlying)
Disposition to Issuer
Options
2017-11-30−4,083→ 0 total
Exercise: $14.70From: 2013-07-01Exp: 2022-06-30→ Common Stock (4,083 underlying)
Disposition to Issuer
Options
2017-11-30−64,665→ 0 total
Exercise: $9.00From: 2013-04-16Exp: 2022-04-14→ Common Stock (64,665 underlying)
Award
Options
2017-11-30+2,280→ 2,280 total
Exercise: $1.24From: 2013-10-01Exp: 2022-09-30→ Common Stock (2,280 underlying)
Disposition to Issuer
Options
2017-11-30−2,647→ 0 total
Exercise: $15.45From: 2014-07-01Exp: 2023-06-30→ Common Stock (2,647 underlying)
Disposition to Issuer
Options
2017-11-30−14,988→ 0 total
Exercise: $12.01From: 2014-01-27Exp: 2022-01-27→ Common Stock (14,988 underlying)
Award
Options
2017-11-30+14,988→ 14,988 total
Exercise: $1.24From: 2014-01-27Exp: 2022-01-27→ Common Stock (14,988 underlying)
Award
Options
2017-11-30+8,868→ 8,868 total
Exercise: $1.24From: 2015-04-20Exp: 2022-04-20→ Common Stock (8,868 underlying)
Award
Options
2017-11-30+113,310→ 113,310 total
Exercise: $1.24From: 2015-08-14Exp: 2022-08-14→ Common Stock (113,310 underlying)
Disposition to Issuer
Options
2017-11-30−8,571→ 0 total
Exercise: $10.50From: 2015-10-01Exp: 2022-09-30→ Common Stock (8,571 underlying)
Disposition to Issuer
Options
2017-11-30−12,676→ 0 total
Exercise: $7.10From: 2015-10-15Exp: 2022-10-14→ Common Stock (12,676 underlying)
Award
Options
2017-11-30+64,665→ 64,665 total
Exercise: $1.24From: 2013-04-16Exp: 2022-04-14→ Common Stock (64,665 underlying)
Disposition to Issuer
Options
2017-11-30−2,280→ 0 total
Exercise: $19.46From: 2013-10-01Exp: 2022-09-30→ Common Stock (2,280 underlying)
Disposition to Issuer
Options
2017-11-30−2,344→ 0 total
Exercise: $19.29From: 2014-01-02Exp: 2023-12-31→ Common Stock (2,344 underlying)
Award
Options
2017-11-30+2,432→ 2,432 total
Exercise: $1.24From: 2014-04-01Exp: 2023-03-31→ Common Stock (2,432 underlying)
Disposition to Issuer
Options
2017-11-30−8,868→ 0 total
Exercise: $10.15From: 2015-04-20Exp: 2022-04-20→ Common Stock (8,868 underlying)
Disposition to Issuer
Options
2017-11-30−113,310→ 0 total
Exercise: $9.65From: 2015-08-14Exp: 2022-08-14→ Common Stock (113,310 underlying)
Award
Options
2017-11-30+8,571→ 8,571 total
Exercise: $1.24From: 2015-10-01Exp: 2022-09-30→ Common Stock (8,571 underlying)

Footnotes (1)

[F1]The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Documents

2 files

Issuer

Track Group, Inc.

CIK 0001045942

→

Entity typeother

Related Parties

filerCIK 0001570056

Filing Metadata

Form type: 4
Filed: Apr 12, 8:00 PM ET
Accepted: Apr 13, 6:03 PM ET
Size: 133.4 KB

View on SEC.gov