VistaGen Therapeutics, Inc.·4

Jan 4, 4:48 PM ET

SNODGRASS H. RALPH 4

4 · VistaGen Therapeutics, Inc. · Filed Jan 4, 2021

Insider Transaction Report

Form 4
Period: 2020-12-30
SNODGRASS H. RALPH
DirectorPRES./CHIEF SCIENTIFIC OFFICER
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-12-30+150,000150,000 total
    Exercise: $1.77Exp: 2030-12-30Common Stock (150,000 underlying)
  • Award

    Common Stock

    2020-12-31$0.45/sh+5,000$2,26187,724 total
Footnotes (2)
  • [F1]Shares purchased under the Vistagen Therapeutics, Inc. 2019 Employee Stock Purchase Plan on December 31, 2020 in a transaction exempt under Rule 16b-3(c).
  • [F2]Twenty-five percent (25%) of the total number of shares shall be vested immediately on December 31, 2020 (the "Vesting Start Date") and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested two (2) years after the Vesting Start Date.

Documents

1 file
  • 4
    form4-01042021_010136.xmlPrimary