Stump Ryan 4
4 · Charlie's Holdings, Inc. · Filed Mar 23, 2021
Insider Transaction Report
Form 4
Stump Ryan
Chief Operating Officer
Transactions
- Sale
Common Stock
2021-03-19$0.00/sh−1,350,000,005$1,080,000→ 2,629,468,643 total(indirect: By Trust) - Award
Common Stock
2021-03-22$0.01/sh+105,509,965$896,835→ 2,734,978,608 total(indirect: By Trust) - Gift
Common Stock
2021-02-15+3,979,468,648→ 3,979,468,648 total(indirect: By Trust) - Gift
Common Stock
2021-02-15−3,979,468,648→ 40,196,705 total
Footnotes (3)
- [F1]On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust.
- [F2]The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.
- [F3]The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.