4//SEC Filing
Petty Gary Wayne Jr 4
Accession 0001415889-21-006079
CIK 0001038773other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:00 PM ET
Size
14.2 KB
Accession
0001415889-21-006079
Insider Transaction Report
Form 4
Petty Gary Wayne Jr
Chief Financial Officer
Transactions
- Exercise/Conversion
Stock Option
2021-02-22−3,750→ 0 totalExercise: $6.80From: 2013-03-01Exp: 2021-03-01→ Common Stock (3,750 underlying) - Exercise/Conversion
Common Stock
2021-02-22$6.80/sh+3,750$25,500→ 8,052 total
Holdings
- 3,750
Stock Option
Exercise: $6.60From: 2014-03-01Exp: 2022-03-01→ Common Stock (3,750 underlying) - 3,588
Stock Option
Exercise: $15.05From: 2017-09-30Exp: 2025-09-30→ Common Stock (3,588 underlying) - 2,000
Stock Appreciation Right
Exercise: $21.61Exp: 2021-12-31→ Common Stock (2,000 underlying)
Footnotes (2)
- [F1]Fully vested.
- [F2]This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeother
Related Parties
1- filerCIK 0001434890
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:00 PM ET
- Size
- 14.2 KB