4//SEC Filing
Petty Gary Wayne Jr 4
Accession 0001415889-22-001285
CIK 0001038773other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:16 PM ET
Size
11.4 KB
Accession
0001415889-22-001285
Insider Transaction Report
Form 4
Petty Gary Wayne Jr
Chief Financial Officer
Transactions
- Award
Common Stock
2022-01-26+1,500→ 9,552 total
Holdings
- 96(indirect: By Spouse)
Common Stock
- 3,750
Stock Option
Exercise: $6.60From: 2014-03-01Exp: 2022-03-01→ Common Stock (3,750 underlying) - 3,750
Stock Option
Exercise: $9.48From: 2015-03-01Exp: 2023-03-01→ Common Stock (3,750 underlying) - 3,750
Stock Option
Exercise: $9.60From: 2016-03-01Exp: 2024-03-01→ Common Stock (3,750 underlying) - 3,588
Stock Option
Exercise: $15.05From: 2017-09-30Exp: 2025-09-30→ Common Stock (3,588 underlying)
Footnotes (1)
- [F1]On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeother
Related Parties
1- filerCIK 0001434890
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:16 PM ET
- Size
- 11.4 KB