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4//SEC Filing

Ban Joanne 4

Accession 0001415889-22-006590

CIK 0001819142other

View on SEC.gov Company Profile

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 4:18 PM ET

Size

13.3 KB

Accession

0001415889-22-006590

Insider Transaction Report

Form 4

Period: 2022-06-13

Chief Legal & Corp. Officer

Transactions

Exercise/Conversion
Stock Option
2022-06-13−4,678→ 46,699 total
Exercise: $0.14Exp: 2030-03-31→ Class A Common Stock (4,678 underlying)
Exercise/Conversion
Class A Common Stock
2022-06-13$0.15/sh+37,331$5,600→ 265,472 total
Exercise/Conversion
Class A Common Stock
2022-06-13$0.14/sh+4,678$655→ 228,141 total
Sale
Class A Common Stock
2022-06-13$4.03/sh−26,859$108,293→ 238,613 total
Exercise/Conversion
Stock Option
2022-06-13−37,331→ 704,266 total
Exercise: $0.15Exp: 2029-03-13→ Class A Common Stock (37,331 underlying)

Footnotes (4)

[F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.06, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
[F2]Includes 223,463 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date
[F3]Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.
[F4]Reflects options granted on March 14, 2019 that vested 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.

Documents

1 file

4
form4-06152022_010628.xmlPrimary

Issuer

SES AI Corp

CIK 0001819142

Entity typeother

Related Parties

1

filerCIK 0001907071

Filing Metadata

Form type: 4
Filed: Jun 14, 8:00 PM ET
Accepted: Jun 15, 4:18 PM ET
Size: 13.3 KB

View on SEC.gov