Berkowitz Mortimer III 4
4 · Alphatec Holdings, Inc. · Filed Mar 9, 2023
Insider Transaction Report
Form 4
Berkowitz Mortimer III
Director10% Owner
Transactions
- Exercise/Conversion
Warrants (right to buy)
2023-03-07−107,937→ 0 total(indirect: By LLC)Exercise: $3.50From: 2018-05-17Exp: 2023-05-17→ Common Stock (107,937 underlying) - Exercise/Conversion
Common Stock
2023-03-07$3.50/sh+107,937$377,780→ 634,922 total(indirect: By LLC) - Tax Payment
Common Stock
2023-03-07$15.86/sh−23,820$377,785→ 611,102 total(indirect: By LLC)
Holdings
- 555,121
Common Stock
- 107,937
Warrants (right to buy)
Exercise: $3.50From: 2018-05-17Exp: 2023-05-17→ Common Stock (107,937 underlying)
Footnotes (1)
- [F1]On March 7, 2023, the reporting person exercised warrants to purchase 107,937 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 23,820 of the warrant shares to pay the exercise price and issuing to the reporting person 84,117 shares.