4//SEC Filing
Berkowitz Mortimer III 4
Accession 0001415889-23-004574
CIK 0001350653other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 3:29 PM ET
Size
10.6 KB
Accession
0001415889-23-004574
Insider Transaction Report
Form 4
Berkowitz Mortimer III
Director10% Owner
Transactions
- Exercise/Conversion
Warrants (right to buy)
2023-03-07−107,937→ 0 total(indirect: By LLC)Exercise: $3.50From: 2018-05-17Exp: 2023-05-17→ Common Stock (107,937 underlying) - Exercise/Conversion
Common Stock
2023-03-07$3.50/sh+107,937$377,780→ 634,922 total(indirect: By LLC) - Tax Payment
Common Stock
2023-03-07$15.86/sh−23,820$377,785→ 611,102 total(indirect: By LLC)
Holdings
- 555,121
Common Stock
- 107,937
Warrants (right to buy)
Exercise: $3.50From: 2018-05-17Exp: 2023-05-17→ Common Stock (107,937 underlying)
Footnotes (1)
- [F1]On March 7, 2023, the reporting person exercised warrants to purchase 107,937 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 23,820 of the warrant shares to pay the exercise price and issuing to the reporting person 84,117 shares.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001364333
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 3:29 PM ET
- Size
- 10.6 KB