4//SEC Filing
Hu Qichao 4
Accession 0001415889-23-007100
CIK 0001819142other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 5:00 PM ET
Size
5.7 KB
Accession
0001415889-23-007100
Insider Transaction Report
Form 4
SES AI CorpSES
Hu Qichao
DirectorCEO & CHAIRMAN10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-28$1.65/sh−69,872$115,331→ 1,350,607 total
Footnotes (3)
- [F1]This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
Documents
Issuer
SES AI Corp
CIK 0001819142
Entity typeother
Related Parties
1- filerCIK 0001907013
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 5:00 PM ET
- Size
- 5.7 KB