Home/Filings/4/0001415889-23-007923
4//SEC Filing

Berkowitz Mortimer III 4

Accession 0001415889-23-007923

CIK 0001350653other

Filed

May 11, 8:00 PM ET

Accepted

May 12, 6:48 PM ET

Size

9.2 KB

Accession

0001415889-23-007923

Insider Transaction Report

Form 4
Period: 2023-05-12
Berkowitz Mortimer III
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2023-05-12$3.50/sh+107,937$377,780663,058 total
  • Tax Payment

    Common Stock

    2023-05-12$15.55/sh24,294$377,772638,764 total
  • Exercise/Conversion

    Warrants (right to buy)

    2023-05-12107,9370 total
    Exercise: $3.50From: 2018-05-17Exp: 2023-05-17Common Stock (107,937 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    611,102
Footnotes (1)
  • [F1]On May 12, 2023, the reporting person exercised warrants to purchase 107,937 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,294 of the warrant shares to pay the exercise price and issuing to the reporting person 83,643 shares.

Issuer

Alphatec Holdings, Inc.

CIK 0001350653

Entity typeother

Related Parties

1
  • filerCIK 0001364333

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 6:48 PM ET
Size
9.2 KB