Berkowitz Mortimer III 4
4 · Alphatec Holdings, Inc. · Filed May 12, 2023
Insider Transaction Report
Form 4
Berkowitz Mortimer III
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-05-12$3.50/sh+107,937$377,780→ 663,058 total - Tax Payment
Common Stock
2023-05-12$15.55/sh−24,294$377,772→ 638,764 total - Exercise/Conversion
Warrants (right to buy)
2023-05-12−107,937→ 0 totalExercise: $3.50From: 2018-05-17Exp: 2023-05-17→ Common Stock (107,937 underlying)
Holdings
- 611,102(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]On May 12, 2023, the reporting person exercised warrants to purchase 107,937 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,294 of the warrant shares to pay the exercise price and issuing to the reporting person 83,643 shares.