4//SEC Filing
Bergmann Anthony 4
Accession 0001415889-23-014485
CIK 0001133869other
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 9:25 AM ET
Size
7.4 KB
Accession
0001415889-23-014485
Insider Transaction Report
Form 4
Bergmann Anthony
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Common Stock
2023-10-23$1.39/sh+2,178$3,027→ 2,381 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-10-23−2,178→ 0 totalExercise: $1.39Exp: 2023-10-23→ Common Stock (2,178 underlying)
Footnotes (2)
- [F1]This option was granted on October 23, 2013 and was previously reported as covering 21,785 shares at an exercise price of $0.30 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice to $1.39 per share that occurred on February 12, 2020.
- [F2]The shares vested annually over a 4 year period commencing on November 1, 2014.
Documents
Issuer
CAPRICOR THERAPEUTICS, INC.
CIK 0001133869
Entity typeother
Related Parties
1- filerCIK 0001593087
Filing Metadata
- Form type
- 4
- Filed
- Oct 23, 8:00 PM ET
- Accepted
- Oct 24, 9:25 AM ET
- Size
- 7.4 KB