4//SEC Filing
Brockman Dawn M. 4
Accession 0001415889-24-002011
CIK 0000820027other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 8:54 PM ET
Size
11.3 KB
Accession
0001415889-24-002011
Insider Transaction Report
Form 4
Brockman Dawn M.
SVP AND CONTROLLER
Transactions
- Tax Payment
Common Stock
2024-01-27$391.40/sh−21$8,219→ 1,341 total - Tax Payment
Common Stock
2024-01-28$391.40/sh−21$8,219→ 1,320 total - Award
Employee Stock Option (right to buy)
2024-01-26+311→ 311 totalExercise: $391.40Exp: 2034-01-27→ Common Stock (311 underlying) - Award
Common Stock
2024-01-26+179→ 1,362 total
Holdings
- 142.32(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 29, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001937010
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 8:54 PM ET
- Size
- 11.3 KB