Insider · CIK 0001937010

Brockman Dawn M.

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001937010

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-10	AMPAMERIPRISE FINANCIAL INCS Sale	SVP AND CONTROLLER	SSale	−472 sh	$558.93	−$264K	713
2026-07-09	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	+26.04 sh	—	—	1,194.04
2026-07-09	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−9.04 sh	$500.16	−$4,521.496	1,185
2026-07-09	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	−26.04 sh	—	—	275.601
2026-02-06	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	SVP AND CONTROLLER	AAward	+8.656 sh	$542.99	+$4,699.959	299.525
2026-02-02	AMPAMERIPRISE FINANCIAL INCA Award	SVP AND CONTROLLER	AAward	+177 sh	—	—	1,168
2026-02-02	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	SVP AND CONTROLLER	AAward	+339 sh	—	—	339
2026-01-31	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−20 sh	$527.19	−$10.5K	991
2026-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−22 sh	$498.33	−$11K	1,011
2026-01-26	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−22 sh	$500.53	−$11K	1,033
2025-07-10	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	+25.684 sh	—	—	1,064.684
2025-07-10	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−9.684 sh	$542.51	−$5,253.558	1,055
2025-07-10	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	−25.684 sh	—	—	288.916
2025-02-07	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	SVP AND CONTROLLER	AAward	+27.154 sh	$538.60	+$14.6K	312.821
2025-01-31	AMPAMERIPRISE FINANCIAL INCA Award	SVP AND CONTROLLER	AAward	+159 sh	—	—	1,039
2025-01-31	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	SVP AND CONTROLLER	AAward	+262 sh	—	—	262
2025-01-28	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−22 sh	$571.84	−$12.6K	880
2025-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−21 sh	$561.38	−$11.8K	902
2025-01-26	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−22 sh	$563.58	−$12.4K	923
2024-11-06	AMPAMERIPRISE FINANCIAL INCS Sale	SVP AND CONTROLLER	SSale	−350 sh	$560.12	−$196K	945
2024-07-11	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	+10.696 sh	—	—	1,298.696
2024-07-11	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−3.696 sh	$439.82	−$1,625.355	1,295
2024-07-11	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	−10.696 sh	—	—	283.945
2024-03-26	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	+461 sh	$128.76	+$59.4K	1,749
2024-03-26	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−237 sh	$433.49	−$103K	1,512
2024-03-26	AMPAMERIPRISE FINANCIAL INCS Sale	SVP AND CONTROLLER	SSale	−224 sh	$434.13	−$97.2K	1,288
2024-03-26	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	−461 sh	—	—	0
2024-02-09	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	SVP AND CONTROLLER	AAward	+31.113 sh	$396.94	+$12.3K	292.723
2024-01-29	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−32 sh	$393.11	−$12.6K	1,288
2024-01-28	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−21 sh	$391.40	−$8,219.4	1,320
2024-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−21 sh	$391.40	−$8,219.4	1,341
2024-01-26	AMPAMERIPRISE FINANCIAL INCA Award	SVP AND CONTROLLER	AAward	+179 sh	—	—	1,362
2024-01-26	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	SVP AND CONTROLLER	AAward	+311 sh	—	—	311
2023-12-18	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	+420 sh	$107.61	+$45.2K	1,396
2023-12-18	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−213 sh	$375.61	−$80K	1,183
2023-12-18	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	SVP AND CONTROLLER	MExercise/Conversion	−420 sh	—	—	0
2023-02-10	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	SVP AND CONTROLLER	AAward	+33.454 sh	$349.73	+$11.7K	257.526
2023-01-31	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−21 sh	$350.12	−$7,352.52	976
2023-01-29	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−32 sh	$344.45	−$11K	997
2023-01-28	AMPAMERIPRISE FINANCIAL INCF Tax Payment	SVP AND CONTROLLER	FTax Payment	−21 sh	$344.45	−$7,233.45	1,029
2023-01-27	AMPAMERIPRISE FINANCIAL INCA Award	SVP AND CONTROLLER	AAward	+175 sh	—	—	1,050
2023-01-27	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	SVP AND CONTROLLER	AAward	+301 sh	—	—	301
2022-12-27	AMPAMERIPRISE FINANCIAL INCS Sale	SVP AND CONTROLLER	SSale	−410 sh	$310.63	−$127K	875

Recent filings

Accepted (ET)
Aug 124
Brockman Dawn M.0001937010-26-000012
SEC(opens sec.gov)
Jul 134
Brockman Dawn M.0001937010-26-000008
SEC(opens sec.gov)
Feb 104
Brockman Dawn M.0001937010-26-000005
SEC(opens sec.gov)
Feb 34
Brockman Dawn M.0001937010-26-000003
SEC(opens sec.gov)
Jan 284
Brockman Dawn M.0001937010-26-000002
SEC(opens sec.gov)
Jul 144
Brockman Dawn M.0001415889-25-019748
SEC(opens sec.gov)
Feb 114
Brockman Dawn M.0001415889-25-003646
SEC(opens sec.gov)
Feb 44
Brockman Dawn M.0001415889-25-003047
SEC(opens sec.gov)
Jan 304
Brockman Dawn M.0001415889-25-002422
SEC(opens sec.gov)
Jan 294
Brockman Dawn M.0001415889-25-002306
SEC(opens sec.gov)
Jan 284
Brockman Dawn M.0001415889-25-002225
SEC(opens sec.gov)
Nov 84
Brockman Dawn M.0001415889-24-026446
SEC(opens sec.gov)

Companies

AMERIPRISE FINANCIAL INCSVP AND CONTROLLERAMP

Address

GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474