Brockman Dawn M. 4
4 · AMERIPRISE FINANCIAL INC · Filed Mar 28, 2024
Insider Transaction Report
Form 4
Brockman Dawn M.
SVP AND CONTROLLER
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2024-03-26−461→ 0 totalExercise: $128.76Exp: 2025-02-02→ Common Stock (461 underlying) - Exercise/Conversion
Common Stock
2024-03-26$128.76/sh+461$59,358→ 1,749 total - Tax Payment
Common Stock
2024-03-26$433.49/sh−237$102,737→ 1,512 total - Sale
Common Stock
2024-03-26$434.13/sh−224$97,245→ 1,288 total
Holdings
- 142.61(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of March 26, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]Fully vested.