Home/Filings/4/0001415889-24-010445

4//SEC Filing

TABORS R DAVID 4

Accession 0001415889-24-010445

CIK 0001569345other

View on SEC.gov Company Profile

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 5:44 PM ET

Size

45.0 KB

Accession

0001415889-24-010445

Insider Transaction Report

Form 4

Period: 2024-04-04

Sprinklr, Inc.CXM

Battery Ventures IX, L.P.

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total

Holdings

Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
319,405
Class A Common Stock
363,880
Class A Common Stock
(indirect: By Trust)
784,683
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034
Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class A Common Stock
753,324
Class A Common Stock
(indirect: By LLC)
16,772
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class A Common Stock
484,562

TOBIN SCOTT R

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)

Holdings

Class A Common Stock
(indirect: By Trust)
784,683
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034
Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class A Common Stock
484,562
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class A Common Stock
753,324
Class A Common Stock
319,405
Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
363,880
Class A Common Stock
(indirect: By LLC)
16,772

TABORS R DAVID

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)

Holdings

Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034
Class A Common Stock
753,324
Class A Common Stock
484,562
Class A Common Stock
363,880
Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
(indirect: By Trust)
784,683
Class A Common Stock
319,405
Class A Common Stock
(indirect: By LLC)
16,772

Battery Partners IX, LLC

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)

Holdings

Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class A Common Stock
484,562
Class A Common Stock
363,880
Class A Common Stock
(indirect: By LLC)
16,772
Class A Common Stock
(indirect: By Trust)
784,683
Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
319,405
Class A Common Stock
753,324
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034

Battery Investment Partners IX, LLC

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total
Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)

Holdings

Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
(indirect: By Trust)
784,683
Class A Common Stock
319,405
Class A Common Stock
484,562
Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034
Class A Common Stock
753,324
Class A Common Stock
(indirect: By LLC)
16,772
Class A Common Stock
363,880

Feldman Jesse

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)

Holdings

Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
(indirect: By LLC)
16,772
Class A Common Stock
363,880
Class A Common Stock
319,405
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034
Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class A Common Stock
484,562
Class A Common Stock
753,324
Class A Common Stock
(indirect: By Trust)
784,683
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568

BROWN MICHAEL MAURICE

10% Owner

Transactions

Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total
Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)
Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)

Holdings

Class A Common Stock
753,324
Class A Common Stock
484,562
Class A Common Stock
(indirect: By LLC)
16,772
Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class A Common Stock
363,880
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034
Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
(indirect: By Trust)
784,683
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class A Common Stock
319,405

Lee Roger H

10% Owner

Transactions

Conversion
Class B Common Stock
2024-04-04−53,000→ 53,335 total(indirect: By LLC)
→ Class A Common Stock (53,000 underlying)
Other
Class A Common Stock
2024-04-03−1,177,672→ 0 total(indirect: By LLC)
Other
Class A Common Stock
2024-04-03−40,406→ 36,652 total(indirect: By LLC)
Conversion
Class B Common Stock
2024-04-04−5,300,000→ 5,334,367 total
→ Class A Common Stock (5,300,000 underlying)
Other
Class A Common Stock
2024-04-03−4,000,000→ 3,936,367 total
Other
Class A Common Stock
2024-04-03+1,177,672→ 1,177,672 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+53,000→ 89,652 total(indirect: By LLC)
Conversion
Class A Common Stock
2024-04-04+5,300,000→ 9,236,367 total

Holdings

Class A Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
2,180,664
Class A Common Stock
363,880
Class A Common Stock
319,405
Class A Common Stock
(indirect: By LLC)
16,772
Class A Common Stock
484,562
Class B Common Stock
(indirect: By Battery Ventures Select Fund I, L.P.)
→ Class A Common Stock (1,203,568 underlying)
1,203,568
Class A Common Stock
(indirect: By Trust)
784,683
Class A Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
215,670
Class A Common Stock
753,324
Class B Common Stock
(indirect: By Battery Investment Partners Select Fund I, L.P.)
→ Class A Common Stock (119,034 underlying)
119,034

Footnotes (19)

[F1]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.
[F10]Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). R. David Tabors has an economic interest in BIP Select I. The sole general partner of BIP Select I is BP Select I GP. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee and Scott R. Tobin are managing members of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BIP Select I. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
[F11]The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7) and from a previous distribution in kind that constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16.
[F12]Securities are held by Michael M. Brown.
[F13]The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (3) and from a previous distribution in kind that constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16.
[F14]Securities are held by Jesse R. Feldman.
[F15]Securities are held by The Lee Family Trust, of which Roger H. Lee is a co-trustee. Mr. Lee disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
[F16]Securities are held by R. David Tabors.
[F17]Securities are held by Scott R. Tobin.
[F18]Securities are held by Tobin Family, LLC, of which Mr. Tobin is the sole member. Mr. Tobin disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
[F19]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
[F2]Securities are held by BV IX. The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separateSection 16 reports.
[F3]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
[F4]Securities are held by BIP IX. The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
[F5]Represents receipt of securities in the distribution in kind described in footnote (1).
[F6]Securities are held by BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
[F7]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.
[F8]These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.
[F9]Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). R. David Tabors has an economic interest in BV Select I. The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee and Scott R. Tobin are managing members of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BV Select I. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.

Documents

1 file

4
form4-04052024_090409.xmlPrimary

Issuer

Sprinklr, Inc.

CIK 0001569345

→

Entity typeother

Related Parties

filerCIK 0001199925

Filing Metadata

Form type: 4
Filed: Apr 4, 8:00 PM ET
Accepted: Apr 5, 5:44 PM ET
Size: 45.0 KB

View on SEC.gov