Sinha Bipul 4
4 · Rubrik, Inc. · Filed May 1, 2024
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Sinha Bipul
DirectorChairman of the Board and CEO10% Owner
Transactions
- Conversion
Class B Common Stock
2024-04-29+1,800,000→ 12,342,646 total→ Class A Common Stock (1,800,000 underlying) - Conversion
Founders Preferred Stock
2024-04-29−1,800,000→ 0 total→ Class B Common Stock (1,800,000 underlying)
Footnotes (2)
- [F1]The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
- [F2]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.