4//SEC Filing
Gan Hong 4
Accession 0001415889-24-012753
CIK 0001819142other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 5:30 PM ET
Size
9.4 KB
Accession
0001415889-24-012753
Insider Transaction Report
Form 4
SES AI CorpSES
Gan Hong
CHIEF SCIENCE OFFICER
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2024-05-08−25,000→ 293,277 totalExercise: $0.15Exp: 2029-03-13→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2024-05-08$1.42/sh−25,000$35,618→ 825,506 total - Exercise/Conversion
Class A Common Stock
2024-05-08$0.15/sh+25,000$3,750→ 850,506 total
Footnotes (4)
- [F1]The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023.
- [F2]Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.47, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]Reflects fully vested options granted on March 14, 2019.
Documents
Issuer
SES AI Corp
CIK 0001819142
Entity typeother
Related Parties
1- filerCIK 0001907008
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 5:30 PM ET
- Size
- 9.4 KB