Rosen Howard B 4
4 · KALA BIO, Inc. · Filed Jun 12, 2024
Insider Transaction Report
Form 4
KALA BIO, Inc.KALA
Rosen Howard B
Director
Transactions
- Award
Common Stock
2024-06-11+1,400→ 13,887 total - Award
Stock Option (right to buy)
2024-06-11+3,150→ 3,150 totalExercise: $6.18Exp: 2034-06-10→ Common Stock (3,150 underlying)
Holdings
- 165(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units ("RSUs") under the Issuer's Amended and Restated 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service, the RSUs will vest as to 100% of the shares underlying the grant on the earlier of (i) June 11, 2025 or (ii) the date of the first annual meeting following June 11, 2024.
- [F2]Includes 11,040 unvested RSUs.
- [F3]These shares are owned directly by the Rosen/Doherty Revocable Trust Dated 6/11/01 (the "Trust"), and indirectly by Mr. Rosen as co-trustee of the Trust.
- [F4]This option was granted on June 11, 2024 and vests as to 100% of the shares underlying the grant on the earlier of (i) June 11, 2025 or (ii) the date of the first annual meeting following June 11, 2024.