4//SEC Filing
Pilkington Kyle 4
Accession 0001415889-24-021223
CIK 0001819142other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 5:30 PM ET
Size
5.8 KB
Accession
0001415889-24-021223
Insider Transaction Report
Form 4
SES AI CorpSES
Pilkington Kyle
CHIEF LEGAL OFFICER
Transactions
- Sale
Class A Common Stock
2024-08-12$0.81/sh−4,276$3,470→ 540,631 total
Footnotes (3)
- [F1]This transaction was effected pursuant to an automatic sell-to-cover arrangement between the Reporting Person and SES AI Corporation on August 8, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.81 to $0.85, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Includes 472,883 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
Documents
Issuer
SES AI Corp
CIK 0001819142
Entity typeother
Related Parties
1- filerCIK 0001937313
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 5:30 PM ET
- Size
- 5.8 KB