LEE DANIEL R 4
4 · FULL HOUSE RESORTS INC · Filed Oct 16, 2024
Insider Transaction Report
Form 4
LEE DANIEL R
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2024-10-15$4.99/sh−7,285$36,324→ 1,588,880 total - Exercise/Conversion
Common Stock
2024-10-16$1.25/sh+13,188$16,485→ 1,602,068 total - Sale
Common Stock
2024-10-16$4.99/sh−13,188$65,857→ 1,588,880 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-16−13,188→ 19,306 totalExercise: $1.25Exp: 2024-11-28→ Common Stock (13,188 underlying) - Exercise/Conversion
Common Stock
2024-10-14$1.25/sh+13,002$16,253→ 1,601,882 total - Sale
Common Stock
2024-10-14$4.96/sh−13,002$64,521→ 1,588,880 total - Exercise/Conversion
Common Stock
2024-10-15$1.25/sh+7,285$9,106→ 1,596,165 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-14−13,002→ 39,779 totalExercise: $1.25Exp: 2024-11-28→ Common Stock (13,002 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-15−7,285→ 32,494 totalExercise: $1.25Exp: 2024-11-28→ Common Stock (7,285 underlying)
Holdings
- 132,945(indirect: By Trust)
Common Stock
- 145,735(indirect: By Trust)
Common Stock
- 15,926(indirect: As custodian for daughter)
Common Stock
Footnotes (5)
- [F1]The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.935 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The stock option fully vested on November 28, 2018.