LEE DANIEL R 4

Accession 0001415889-24-025219

CIK 0000891482other

View on SEC.gov Company Profile

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 5:51 PM ET

Size

22.8 KB

Accession

0001415889-24-025219

Insider Transaction Report

Form 4

Period: 2024-10-14

FULL HOUSE RESORTS INCFLL

LEE DANIEL R

DirectorChief Executive Officer

Transactions

Sale
Common Stock
2024-10-15$4.99/sh−7,285$36,324→ 1,588,880 total
Exercise/Conversion
Common Stock
2024-10-16$1.25/sh+13,188$16,485→ 1,602,068 total
Sale
Common Stock
2024-10-16$4.99/sh−13,188$65,857→ 1,588,880 total
Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-16−13,188→ 19,306 total
Exercise: $1.25Exp: 2024-11-28→ Common Stock (13,188 underlying)
Exercise/Conversion
Common Stock
2024-10-14$1.25/sh+13,002$16,253→ 1,601,882 total
Sale
Common Stock
2024-10-14$4.96/sh−13,002$64,521→ 1,588,880 total
Exercise/Conversion
Common Stock
2024-10-15$1.25/sh+7,285$9,106→ 1,596,165 total
Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-14−13,002→ 39,779 total
Exercise: $1.25Exp: 2024-11-28→ Common Stock (13,002 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-15−7,285→ 32,494 total
Exercise: $1.25Exp: 2024-11-28→ Common Stock (7,285 underlying)

Holdings

Common Stock
(indirect: By Trust)
132,945
Common Stock
(indirect: By Trust)
145,735
Common Stock
(indirect: As custodian for daughter)
15,926

Footnotes (5)

[F1]The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.935 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]The stock option fully vested on November 28, 2018.

Documents

1 file

4
form4-10162024_091027.xmlPrimary

Issuer

FULL HOUSE RESORTS INC

CIK 0000891482

→

Entity typeother

Related Parties

filerCIK 0001209589

Filing Metadata

Form type: 4
Filed: Oct 15, 8:00 PM ET
Accepted: Oct 16, 5:51 PM ET
Size: 22.8 KB

View on SEC.gov