4//SEC Filing
Berman Walter Stanley 4
Accession 0001415889-24-026752
CIK 0000820027other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:07 PM ET
Size
13.2 KB
Accession
0001415889-24-026752
Insider Transaction Report
Form 4
Berman Walter Stanley
Executive VP and CFO
Transactions
- Exercise/Conversion
Common Stock
2024-11-11$165.41/sh+25,000$4,135,250→ 31,409 total - Sale
Common Stock
2024-11-11$563.79/sh−5,463$3,080,006→ 9,601 total - Tax Payment
Common Stock
2024-11-11$565.15/sh−16,345$9,237,377→ 15,064 total - Sale
Common Stock
2024-11-11$564.78/sh−3,192$1,802,774→ 6,409 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-11-11−25,000→ 10,905 totalExercise: $165.41Exp: 2030-01-31→ Common Stock (25,000 underlying)
Holdings
- 359.71(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects the weighted average price of 5,463 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $563.445 to $563.8724 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 11, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Fully vested.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001335761
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 6:07 PM ET
- Size
- 13.2 KB