HERSCHER PENNY 4
4 · Lumentum Holdings Inc. · Filed Nov 20, 2024
Insider Transaction Report
Form 4
HERSCHER PENNY
Director
Transactions
- Sale
Common Stock
2024-11-18$80.69/sh−741$59,791→ 7,736 total - Sale
Common Stock
2024-11-18$81.43/sh−884$71,987→ 6,852 total - Sale
Common Stock
2024-11-19$80.26/sh−126$10,113→ 6,726 total - Sale
Common Stock
2024-11-19$81.43/sh−54$4,397→ 6,672 total - Sale
Common Stock
2024-11-19$82.52/sh−362$29,871→ 6,310 total
Holdings
- 39,378(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.
- [F2]These sales were executed in multiple trades at prices ranging from $80.20 to $81.185. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F3]These sales were executed in multiple trades at prices ranging from $81.285 to $81.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F4]These sales were executed in multiple trades at prices ranging from $79.68 to $80.545. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F5]These sales were executed in multiple trades at prices ranging from $81.265 to $81.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F6]These sales were executed in multiple trades at prices ranging from $82.295 to $82.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F7]These shares are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.