EBR Systems, Inc.|3Nov 26, 4:20 PM ET

Host-Plus Pty Ltd as trustee for the HOSTPLUS Pooled Superannuation Trust 3

3 · EBR Systems, Inc. · Filed Nov 26, 2024

Form 3

Period: 2024-09-30

10% Owner

Holdings

Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2021-02-12Exp: 2031-02-12→ Common Stock (188,940 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2021-06-25Exp: 2031-06-25→ Common Stock (479,099 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2021-02-12Exp: 2031-02-12→ Common Stock (118,115 underlying)
Common Stock
(indirect: By Trust)
7,868,138
Common Stock
(indirect: By Trust)
8,376,377
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2020-03-12Exp: 2030-03-12→ Common Stock (295,287 underlying)
Common Stock
(indirect: By Trust)
26,551,391
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2021-10-04Exp: 2031-10-04→ Common Stock (482,141 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2019-08-26Exp: 2029-08-26→ Common Stock (295,287 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2020-03-12Exp: 2030-03-12→ Common Stock (472,350 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2021-06-25Exp: 2031-06-25→ Common Stock (157,342 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2021-10-04Exp: 2031-10-04→ Common Stock (158,341 underlying)
Warrant (right to buy)
(indirect: By Trust)
Exercise: $0.59From: 2019-08-26Exp: 2029-08-26→ Common Stock (472,350 underlying)

Footnotes (4)

[F1]Represents shares of the Issuer's common stock underlying the same amount of Chess Depositary Interests ("CDIs"). The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX.
[F2]The Securities are held directly by MRCF3 Service (HP) Pty Ltd as trustee of MRCF3 (HP) Trust. The Reporting Person is the sole beneficiary of MRCF3 (HP) Trust and exercises sole voting and dispositive power over the securities described, held by MRCF3 Service (HP) Pty Ltd.
[F3]The Securities are held directly by MRCF3 Service (SW) Pty Ltd as trustee of MRCF3 (SW) Trust. The Reporting Person is the sole beneficiary of MRCF3 (SW) Trust and exercises sole voting and dispositive power over the securities described, held by MRCF3 Service (SW) Pty Ltd.
[F4]The Securities are held directly by BB6 SERVICE (HP) COINVESTMENT TRUSCO PTY LTD as trustee of BCP (HP) Co- Investment Trust. The Reporting Person is the sole beneficiary of BCP (HP) Co- Investment Trust and exercises sole voting and dispositive power over the securities described, held by BB6 SERVICE (HP) COINVESTMENT TRUSCO PTY LTD.

Documents

1 file