Ru Nathaniel 4

4 · Sweetgreen, Inc. · Filed Dec 5, 2024

Form 4

Period: 2024-12-03

Director

Transactions

Sale
Class A Common Stock
2024-12-03$38.55/sh−37,518$1,446,319→ 1,956,715 total
Exercise/Conversion
Class A Common Stock
2024-12-03$0.96/sh+42,104$40,420→ 1,994,233 total
Sale
Class A Common Stock
2024-12-03$39.41/sh−4,586$180,734→ 1,952,129 total
Exercise/Conversion
Stock Option (Right to Buy)
2024-12-03−42,104→ 0 total
Exercise: $0.96Exp: 2024-12-08→ Class A Common Stock (42,104 underlying)

Holdings

Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (180,904 underlying)
180,904
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (3,360,935 underlying)
3,360,935
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (400,000 underlying)
400,000

Footnotes (9)

[F1]Includes 1,800,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels.
[F2]Shares sold pursuant to a 10b5-1 plan dated June 10, 2024.
[F3]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.08 to $39.05. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.14 to $39.64. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]Fully vested.
[F6]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
[F7]The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016.
[F8]The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT.
[F9]The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021.

Documents

1 file