4//SEC Filing
Wong Mark 4
Accession 0001415889-24-029864
CIK 0001477246other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:30 PM ET
Size
6.4 KB
Accession
0001415889-24-029864
Insider Transaction Report
Form 4
S&W Seed CoSANW
Wong Mark
Director
Transactions
- Award
Common Stock
2024-12-17+10,212→ 41,214 total
Holdings
- 1,928(indirect: By Starlight 4, LLLP)
Common Stock
Footnotes (3)
- [F1]Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 17, 2025 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
- [F2]This total reflects the 1-for-19 reverse split of Issuer's common stock that occurred on October 17, 2024.
- [F3]The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001424445
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 4:30 PM ET
- Size
- 6.4 KB