4//SEC Filing
Herren Richard Scott 4
Accession 0001415889-24-029927
CIK 0001943896other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 8:00 PM ET
Size
11.1 KB
Accession
0001415889-24-029927
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Herren Richard Scott
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-12-17−16,668→ 0 totalExp: 2028-11-01→ Class B Common Stock (16,668 underlying) - Exercise/Conversion
Restricted Stock Units
2024-12-17−8,334→ 0 totalExp: 2028-11-01→ Class B Common Stock (8,334 underlying) - Exercise/Conversion
Class B Common Stock
2024-12-17+25,002→ 75,000 total→ Class A Common Stock (25,002 underlying)
Footnotes (4)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
- [F2]The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2022, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's 2014 Amended and Restated Stock Option and Grant Plan).
- [F3]The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2022, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person's continued service as Chair of the Audit Committee of the Issuer's board of directors.
- [F4]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001340472
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 8:00 PM ET
- Size
- 11.1 KB