Nealis Jing 4
4 · SES AI Corp · Filed Dec 27, 2024
Insider Transaction Report
Form 4
SES AI CorpSES
Nealis Jing
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2024-12-26$0.16/sh+150,000$24,000→ 2,085,322 total - Sale
Class A Common Stock
2024-12-26$1.02/sh−150,000$153,000→ 1,935,322 total - Exercise/Conversion
Stock Option (Right to Buy)
2024-12-26−150,000→ 936,555 totalExercise: $0.16Exp: 2031-02-09→ Class A Common Stock (150,000 underlying)
Footnotes (4)
- [F1]The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.
- [F2]Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
- [F3]Includes 247,199 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
- [F4]Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.