Pilkington Kyle 4
4 · SES AI Corp · Filed Feb 11, 2025
Insider Transaction Report
Form 4
SES AI CorpSES
Pilkington Kyle
CHIEF LEGAL OFFICER
Transactions
- Sale
Class A Common Stock
2025-02-10$1.17/sh−44,051$51,597→ 496,580 total
Footnotes (3)
- [F1]This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 9, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Includes 359,889 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.