4//SEC Filing
Bergmann Anthony 4
Accession 0001415889-25-006734
CIK 0001133869other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 7:00 PM ET
Size
7.5 KB
Accession
0001415889-25-006734
Insider Transaction Report
Form 4
Bergmann Anthony
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Common Stock
2025-03-03$1.39/sh+2,500$3,475→ 8,223 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-03-03−2,500→ 0 totalExercise: $1.39Exp: 2025-03-03→ Common Stock (2,500 underlying)
Footnotes (2)
- [F1]This option was granted on March 3, 2015 and was previously reported as covering 25,000 shares at an exercise price of $5.78 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice of $1.39 per share that occurred on February 12, 2020.
- [F2]Shares vested 1/48th on the first day of each month commencing April 1, 2015.
Documents
Issuer
CAPRICOR THERAPEUTICS, INC.
CIK 0001133869
Entity typeother
Related Parties
1- filerCIK 0001593087
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 7:00 PM ET
- Size
- 7.5 KB