4//SEC Filing
Spears Stephen 4
Accession 0001418100-21-000079
CIK 0001418100other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:06 PM ET
Size
10.5 KB
Accession
0001418100-21-000079
Insider Transaction Report
Form 4
Spears Stephen
EVP and Chief Revenue Officer
Transactions
- Award
Common Stock, par value $0.01 per share
2021-09-15+62,863→ 62,863 total - Exercise/Conversion
Common Stock - Restricted Stock Units
2021-09-15−62,863→ 176,657 total - Tax Payment
Common Stock, par value $0.01 per share
2021-09-15$19.40/sh−20,620$400,028→ 42,243 total - Sale
Common Stock, par value $0.01 per share
2021-09-15$19.20/sh−13,000$249,600→ 29,673 total
Footnotes (5)
- [F1]Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4.
- [F2]Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
- [F3]Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.
- [F4]This price represents the approximate weighted average price per share of sales of Common Stock, which were executed at prices ranging from $19.19 to $19.24. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff and Avaya Holdings Corp., the full information regarding the number of shares sold at each price.
- [F5]These securities represent the total number of Common Stock owned, which includes 430 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.
Documents
Issuer
Avaya Holdings Corp.
CIK 0001418100
Entity typeother
Related Parties
1- filerCIK 0001824179
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 4:06 PM ET
- Size
- 10.5 KB