4//SEC Filing
Shah Shefali A 4
Accession 0001418100-21-000119
CIK 0001418100other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 4:16 PM ET
Size
10.9 KB
Accession
0001418100-21-000119
Insider Transaction Report
Form 4
Shah Shefali A
SVP, CAO and General Counsel
Transactions
- Exercise/Conversion
Common Stock - Restricted Stock Units
2021-12-03−12,744→ 89,381 total - Tax Payment
Common Stock, par value $0.01 per share
2021-12-03$19.21/sh−6,783$130,301→ 132,602 total - Tax Payment
Common Stock, par value $0.01 per share
2021-12-03$18.57/sh−13,980$259,609→ 118,622 total - Award
Common Stock, par value $0.01 per share
2021-12-03+39,011→ 139,385 total
Footnotes (5)
- [F1]Represents the number of shares of common stock, par value $0.01 per share of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4.
- [F2]Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
- [F3]Includes (i) 26,267 shares of Common Stock granted to the reporting person pursuant to such person's election, pursuant to the Avaya Holdings Corp. Stock Bonus Program (the "Stock Bonus Program"), to receive a portion of their Annual Incentive Bonus award for fiscal 2021 as Common Stock and (ii) the 12,744 shares issued upon the vesting of RSUs noted in footnote 1.
- [F4]Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Pursuant to the terms and conditions of the Avaya Holdings Corp. 2019 Equity Incentive Plan, withholding taxes were calculated based on the closing price of Common Stock on December 2, 2021, the date immediately preceding the December 3rd vesting date.
- [F5]Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the receipt of shares pursuant to the Stock Bonus Program. Pursuant to the terms of the Stock Bonus Program, withholding taxes were calculated based on the closing price of Common Stock on December 3, 2021.
Documents
Issuer
Avaya Holdings Corp.
CIK 0001418100
Entity typeother
Related Parties
1- filerCIK 0001405622
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 4:16 PM ET
- Size
- 10.9 KB