SINGER JULIAN D. 4
4 · CCUR Holdings, Inc. · Filed Feb 25, 2021
Insider Transaction Report
Form 4
SINGER JULIAN D.
10% Owner
Transactions
- Purchase
Stock Appreciation Rights
2021-02-22+96,618→ 1,110,881 total(indirect: By LLC)Exp: 2031-02-22→ Common Stock (96,618 underlying)
Holdings
- 3,586,269(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]The responding person declaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person, is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- [F2]Pursuant to an Agreement between the Issuer and CIDM II LLC, dated June 4, 2020 (the "Agreement") CIDM II, LLC, the Issuer awarded stock appreciation rights to CIDM II, LLC. Pursuant to the agreement CIDM II, LLC has the right to receive in cash, on the date of exercise of each stock appreciation right, the excess of (a) the Market Value (as defined in the Agreement) per share (b) on the date of exercise over the Base Price (as defined in the Agreement)