|4Jan 6, 4:41 PM ET

Breslow Noah 4

4 · On Deck Capital, Inc. · Filed Jan 6, 2020

Insider Transaction Report

Form 4
Period: 2020-01-03
Breslow Noah
DirectorCEO & Chairman
Transactions
  • Exercise/Conversion

    Common Stock

    2020-01-03$0.38/sh+40,000$15,0001,056,184 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2020-01-0340,0000 total
    Exercise: $0.38Exp: 2021-10-06Common Stock (40,000 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    32,000
  • Common Stock

    (indirect: See footnote)
    32,000
Footnotes (3)
  • [F1]The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee.
  • [F2]The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee.
  • [F3]One-fourth of the shares subject to the option vested on October 6, 2012 and one forty-eighth of the shares vest monthly thereafter.

Documents

1 file
  • 4
    wf-form4_157834685028880.xmlPrimary

    FORM 4