Breslow Noah 4
4 · On Deck Capital, Inc. · Filed Feb 19, 2020
Insider Transaction Report
Form 4
Breslow Noah
DirectorCEO & Chairman
Transactions
- Award
Common Stock
2020-02-12+25,273→ 1,099,739 total - Tax Payment
Common Stock
2020-02-15$4.05/sh−4,146$16,791→ 1,309,389 total - Award
Common Stock
2020-02-14+213,796→ 1,313,535 total - Award
Common Stock
2020-02-12+18,282→ 1,074,466 total
Holdings
- 32,000(indirect: See footnote)
Common Stock
- 32,000(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]The reported shares were acquired upon the vesting of performance-based restricted stock units granted on March 18, 2018 based on the Company's achievements with respect to certain financial performance metrics for the applicable performance period. These shares will vest on May 1, 2020, subject to continuous service through such date.
- [F2]The reported shares were acquired upon the vesting of performance-based restricted stock units granted on February 19, 2019 based on the Company's achievements with respect to certain financial performance metrics for the applicable performance period. The reported shares vest in three equal annual installments beginning on February 15, 2020.
- [F3]The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on May 1, 2021.
- [F4]The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of performance-based restricted stock units. No shares were sold.
- [F5]The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee.
- [F6]The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee.