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4//SEC Filing

DAYBREAK OIL & GAS INC 4

Accession 0001422124-10-000001

CIK 0001164256operating

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 6:26 PM ET

Size

6.4 KB

Accession

0001422124-10-000001

Insider Transaction Report

Form 4
Period: 2010-01-29
WESTMORELAND JAMES F
DirectorPresident and CEO, Director
Transactions
  • Award

    Warrant (right to buy)

    2010-01-29$0.14/sh+1$01 total
    Exercise: $0.14From: 2010-01-29Exp: 2015-01-29Common Stock (500,000 underlying)
Footnotes (1)
  • [F1]On January 29, 2010, in connection with a Private Placement of 12% Subordinated Notes Due 2015 (the "Notes"), Daybreak issued Warrants to accredited investors to purchase two shares of Daybreak's common stock for every $1.00 principal amount of Notes purchased by the Investor. These Warrants are exercisable for five years from the date of issuance, at an exercise price of $0.14 per share of common stock. Mr. Westmoreland, an accredited investor, purchased $250,000 of Daybreak's Notes and was issued a Warrant for the right to purchase 500,000 shares of common stock, at an exercise price of $0.14 per share, with an expiration date of January 29, 2015.

Issuer

DAYBREAK OIL & GAS INC

CIK 0001164256

Entity typeoperating
IncorporatedWA

Related Parties

1
  • filerCIK 0001164256

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 6:26 PM ET
Size
6.4 KB