Pollack Kenneth L. 4
Accession 0001423689-26-000022
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 4:02 PM ET
Size
5.0 KB
Accession
0001423689-26-000022
Research Summary
AI-generated summary of this filing
AGNC Investment (AGNC) EVP Kenneth L. Pollack Receives Award
What Happened
Kenneth L. Pollack, EVP and General Counsel of AGNC Investment Corp., was awarded 117,087 shares on January 21, 2026. The shares were granted/issued for no consideration upon satisfaction of performance criteria tied to performance-based grants made under AGNC’s 2016 Equity and Incentive Compensation Plan (original grant date March 1, 2023). The filing reports no purchase price (N/A); 37,369 of the shares represent dividend-equivalent restricted stock units credited since the reporting person’s last Form 4 filing.
Key Details
- Transaction date: 2026-01-21 (Form 4 filed with SEC on 2026-01-23) — filing appears timely.
- Transaction type/code: Award/Grant (A) — shares issued, not an open-market purchase or sale.
- Shares received: 117,087 total; includes 37,369 dividend-equivalent RSUs (per footnote).
- Price/consideration: N/A — shares received for no cash consideration upon vesting/performance.
- Shares owned after transaction: Not specified in the provided filing details.
- Footnotes: F1 — shares issued upon satisfaction of performance criteria from March 1, 2023 grants; F2 — includes 37,369 dividend-equivalent RSUs credited since last Form 4.
Context
This was a performance-based equity payout (vesting/award), a common form of executive compensation, rather than an open-market buy or sale. Such awards reflect prior grant terms and achieved performance metrics and are not, by themselves, a direct signal of an insider’s short-term trading intent. Dividend-equivalent RSUs are additional share credits tied to earlier RSU grants and increase the total shares delivered.
Insider Transaction Report
- Award
Common Stock
[F1][F2]2026-01-21+117,087→ 602,297 total
Footnotes (2)
- [F1]Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023.
- [F2]Includes 37,369 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Signature
Issuer
AGNC Investment Corp.
CIK 0001423689
Related Parties
1- filerCIK 0001677686
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 4:02 PM ET
- Size
- 5.0 KB