Alexander Robert M. 4

What Happened

• Robert M. Alexander, Chief Information Officer of Capital One Financial Corp (COF), was granted 7,008 restricted stock units (RSUs) on 2026-02-03. The grant price is reported as $0.00 (total reported purchase value $0), reflecting an award of contingent shares rather than a market purchase.

Key Details

• Transaction date: 2026-02-03 (Form 4 filed 2026-02-05).
• Transaction type/code: Award/Grant (A).
• Shares/units granted: 7,008 RSUs at $0.00 per unit (total reported value $0).
• Vesting: The award vests in 1/3 increments beginning February 15, 2027 and annually thereafter (each RSU converts to one share upon vesting).
• Shares owned after transaction: Not specified in the provided filing excerpt.
• No 10b5-1 plan, tax-withholding, or sale information was indicated in the filing excerpt.
• Filing timeliness: Report appears timely (transaction 2026-02-03; filing 2026-02-05).

Context

• RSUs are a form of equity compensation: they represent a contingent right to receive shares in the future once vesting conditions are met and are not tradable until vested.
• An award/grant is not the same as a purchase or sale and should be interpreted as compensation/retention-related rather than a direct market sentiment signal.