4//SEC Filing
Stephens W. R. Jr. 4
Accession 0001427999-24-000005
CIK 0001223389other
Filed
May 28, 8:00 PM ET
Accepted
May 29, 12:14 PM ET
Size
12.8 KB
Accession
0001427999-24-000005
Insider Transaction Report
Form 4
CONNS INCCONN
SG-1890, LLC
10% Owner
Transactions
- Purchase
Warrant (Right to Buy)
2024-05-24+672,739→ 672,739 totalExercise: $2.79From: 2024-05-24Exp: 2024-05-24→ Common Stock (672,739 underlying)
Holdings
- 4,217,873(indirect: See Footnote)
Common Stock
- 72,493(indirect: By Trust)
Common Stock
CAMPBELL ELIZABETH STEPHENS
10% Owner
Transactions
- Purchase
Warrant (Right to Buy)
2024-05-24+672,739→ 672,739 totalExercise: $2.79From: 2024-05-24Exp: 2024-05-24→ Common Stock (672,739 underlying)
Holdings
- 4,217,873(indirect: See Footnote)
Common Stock
- 72,493(indirect: By Trust)
Common Stock
Stephens W. R. Jr.
10% Owner
Transactions
- Purchase
Warrant (Right to Buy)
2024-05-24+672,739→ 672,739 totalExercise: $2.79From: 2024-05-24Exp: 2024-05-24→ Common Stock (672,739 underlying)
Holdings
- 72,493(indirect: By Trust)
Common Stock
- 4,217,873(indirect: See Footnote)
Common Stock
Stephens Group, LLC
10% Owner
Transactions
- Purchase
Warrant (Right to Buy)
2024-05-24+672,739→ 672,739 totalExercise: $2.79From: 2024-05-24Exp: 2024-05-24→ Common Stock (672,739 underlying)
Holdings
- 4,217,873(indirect: See Footnote)
Common Stock
- 72,493(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890.
- [F2]W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust.
- [F3]The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL.
- [F4]The warrant will be exercisable from and after the date issued.
Documents
Issuer
CONNS INC
CIK 0001223389
Entity typeother
Related Parties
1- filerCIK 0001228226
Filing Metadata
- Form type
- 4
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 12:14 PM ET
- Size
- 12.8 KB