ServisFirst Bancshares, Inc.·4

Feb 11, 3:50 PM ET

BROUGHTON THOMAS A 4

Research Summary

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ServisFirst (SFBS) CEO Thomas A. Broughton Receives Restricted Stock Award

What Happened
Thomas A. Broughton, Chairman, President & CEO of ServisFirst Bancshares, received a grant of 6,018 restricted shares on 2026-02-09. The shares were reported as an award (transaction code A) at $0.00 per share (typical for restricted stock grants); total reported acquisition value is $0. This is a compensation award (not an open‑market purchase or sale).

Key Details

  • Transaction date: 2026-02-09; Form 4 filed: 2026-02-11 (filed within the normal two-business-day window).
  • Security: 6,018 shares of time‑based restricted stock (transaction code A). Reported price: $0.00.
  • Vesting: The shares vest ratably over three years beginning 02/09/2026 (Footnote F1).
  • Shares owned after transaction: Not specified in the provided summary. Footnotes indicate holdings include 14,733 shares of restricted stock (F2).
  • Other holdings: Does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC managed by a third‑party manager (F3). Some shares are held in a GRAT for his children for which he retains substitution power (F4).
  • Filing status: Timely filed (no late‑filing flag indicated).

Context
Restricted stock awards are common executive compensation and vest over time; they are not immediate purchases or sales and don’t by themselves signal a buy/sell decision. The GRAT and LLC holdings noted in the footnotes reflect indirect or managed holdings and may be subject to different control or reporting considerations.