Hofheinz James Fred 4
4 · LUCAS ENERGY, INC. · Filed Jan 27, 2011
Insider Transaction Report
Form 4
LUCAS ENERGY, INC.AMEX:LEI
Hofheinz James Fred
Director
Transactions
- Award
Stock Options
2011-01-10+6,000→ 107,334 totalExercise: $2.07From: 2011-01-10Exp: 2020-10-07→ Common Stock (6,000 underlying) - Award
Stock Options
2011-01-10+6,000→ 107,334 totalExercise: $2.07From: 2011-01-10Exp: 2020-10-07→ Common Stock (6,000 underlying) - Award
Stock Options
2011-01-10+6,000→ 107,334 totalExercise: $2.07From: 2011-03-31Exp: 2020-10-07→ Common Stock (6,000 underlying) - Award
Common Stock
2011-01-10+12,000→ 804,020 total - Award
Stock Options
2011-01-10+6,000→ 107,334 totalExercise: $2.07From: 2011-01-10Exp: 2020-10-07→ Common Stock (6,000 underlying)
Holdings
- 107,334
Warrants to Purchase Shares of Common Stock
Exercise: $1.00From: 2009-08-31Exp: 2012-08-31→ Common Stock (83,334 underlying)
Footnotes (2)
- [F1]On October 7, 2010, the Issuer's Board of Directors approved the issuance of 12,000 shares of common stock and 24,000 options to purchase shares of common stock to each Director of the Company, including Mr. Hofheinz, in consideration for services to be rendered to the Issuer during the April 1, 2010 to March 31, 2011 fiscal year, which options had an exercise price of $2.07 per share and vest in tranches of 1/4th of such options per quarter pursuant to the Plan, which issuances and grants were ratified by the Issuer's shareholders at its Annual Meeting of Stockholders held on January 10, 2011.
- [F2]Excludes indirect partial ownership (due to Mr. Hofheinz's ownership of approximately 25.2% of El Tex Petroleum LLC) of 637,887 shares owned by El Tex Petroleum LLC.