Home/Filings/4/0001434890-19-000003
4//SEC Filing

Petty Gary Wayne Jr 4

Accession 0001434890-19-000003

CIK 0001038773other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 9:12 PM ET

Size

14.1 KB

Accession

0001434890-19-000003

Insider Transaction Report

Form 4
Period: 2019-02-27
Petty Gary Wayne Jr
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2019-02-27$14.40/sh+1,250$18,0001,302 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2019-02-271,2501,250 total
    Exercise: $14.40From: 2011-03-01Exp: 2019-03-01Common Stock (1,025 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    96
  • Stock Option (right to buy)

    Exercise: $6.80From: 2013-03-01Exp: 2021-03-01Common Stock (3,750 underlying)
    3,750
  • Stock Option (right to buy)

    Exercise: $6.60From: 2014-03-01Exp: 2022-03-01Common Stock (3,750 underlying)
    3,750
  • Stock Option (right to buy)

    Exercise: $9.48From: 2015-03-01Exp: 2023-03-01Common Stock (3,750 underlying)
    3,750
  • Stock Option (right to buy)

    Exercise: $9.60From: 2016-03-01Exp: 2024-03-01Common Stock (3,750 underlying)
    3,750
  • Stock Option (right to buy)

    Exercise: $15.05From: 2017-09-30Exp: 2025-09-30Common Stock (3,588 underlying)
    3,588
Footnotes (2)
  • [F1]Fully vested.
  • [F2]This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.

Issuer

SMARTFINANCIAL INC.

CIK 0001038773

Entity typeother

Related Parties

1
  • filerCIK 0001434890

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 9:12 PM ET
Size
14.1 KB