4//SEC Filing
Petty Gary Wayne Jr 4
Accession 0001434890-19-000004
CIK 0001038773other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 5:18 PM ET
Size
13.7 KB
Accession
0001434890-19-000004
Insider Transaction Report
Form 4
Petty Gary Wayne Jr
Chief Financial Officer
Transactions
- Award
Stock Appreciation Right
2018-01-25+2,000→ 2,000 totalExercise: $21.61Exp: 2021-12-31→ Common Stock (2,000 underlying)
Holdings
- 3,750
Stock Option (right to buy)
Exercise: $6.80From: 2013-03-01Exp: 2021-03-01→ Common Stock (3,750 underlying) - 3,750
Stock Option (right to buy)
Exercise: $6.60From: 2014-03-01Exp: 2022-03-01→ Common Stock (3,750 underlying) - 3,750
Stock Option (right to buy)
Exercise: $9.60From: 2016-03-01Exp: 2024-03-01→ Common Stock (3,750 underlying) - 1,302
Common Stock
- 3,588
Stock Option (right to buy)
Exercise: $15.05From: 2017-09-30Exp: 2025-09-30→ Common Stock (3,588 underlying) - 96(indirect: By Spouse)
Common Stock
- 3,750
Stock Option (right to buy)
Exercise: $9.48From: 2015-03-01Exp: 2023-03-01→ Common Stock (3,750 underlying)
Footnotes (3)
- [F1]This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.
- [F2]Fully vested.
- [F3]This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeother
Related Parties
1- filerCIK 0001434890
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 5:18 PM ET
- Size
- 13.7 KB