Graffam Fred 4
4 · Ascent Capital Group, Inc. · Filed Apr 22, 2019
Insider Transaction Report
Form 4
Graffam Fred
Senior Vice President & CFO
Transactions
- Award
Phantom Units
2019-01-04+15,285→ 15,285 total→ Phantom Units (15,285 underlying) - Award
Phantom Units
2018-03-29+61,142→ 61,142 total→ Phantom Units (61,142 underlying)
Footnotes (3)
- [F1]Each phantom unit is the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock.
- [F2]Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security ("BHS") on each vesting date. On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in each relevant calendar year, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.
- [F3]On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in 2019, the fair market value of the phantom units shall be paid to Mr. Graffam in cash.