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4//SEC Filing

SPINDLER SACHA H 4

Accession 0001437227-09-000006

CIK 0001057226other
View on SEC.govCompany Profile

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 1:49 PM ET

Size

16.4 KB

Accession

0001437227-09-000006

Insider Transaction Report

Form 4
Period: 2009-02-13
PLURIS ENERGY GROUP INCpeyg
SPINDLER SACHA H
DirectorChairman & CEO10% Owner
Transactions
  • Purchase

    Series B Preferred Shares

    2009-02-13+1,013,400→ 7,636,299 total(indirect: GT Venture Management AG)
  • Purchase

    Common Shares

    2009-02-13$0.12/sh+1,013,400$121,608→ 8,386,299 total(indirect: GT Venture Management AG)
Holdings

  • Stock Options

    Exercise: $0.75From: 2004-07-23Exp: 2014-07-23→ Common (275,000 underlying)
    340,000

  • Stock Options

    (indirect: GT Venture Management AG)
    Exercise: $0.50From: 2008-04-04Exp: 2018-04-04→ Common (1,500,000 underlying)
    1,500,000

  • Common Shares

    3,000,000

  • Series A Preferred Shares

    3,000,000

  • Warrants

    (indirect: GT Venture Management AG)
    Exercise: $0.70From: 2008-03-28Exp: 2010-03-28→ Common (1,333,928 underlying)
    3,566,428

  • Stock Appreciation Rights

    (indirect: GT Venture Management AG)
    Exercise: $0.50From: 2008-04-04Exp: 2018-04-04→ Common (1,500,000 underlying)
    1,500,000

  • Series B Preferred Shares

    100,000

  • Stock Options

    Exercise: $0.75From: 2004-03-04Exp: 2009-03-04→ Common (65,000 underlying)
    65,000
Footnotes (6)
  • [F1]These shares were purchased in units comprising one common share and one series B preferred share at $0.12 per unit.
  • [F2]Of these shares, 450,000 were issued as a bonus for exemplary services rendered to the Company for the year ending December 31, 2008.
  • [F3]Of these shares, 300,000 are held in escrow subject to the terms and provisions of the Performance Stock Incentive Plan.
  • [F4]Of these shares, 3,000,000 are held in escrow subject to the terms and provisions of the Performance Stock Incentive Plan.
  • [F5]These options were re-priced to $0.75 per share on April 17, 2007.
  • [F6]500,000 of these warrants are exercisable at a price of $0.50 until June 27, 2009; 175,000 are exercisable at a price of $0.50 until March 31, 2010 and 1,557,500 are exercisable at a price of $0.50 until July 29, 2010.

Documents

1 file

Issuer

PLURIS ENERGY GROUP INC

CIK 0001057226

→
Entity typeother

Related Parties

1
  • filerCIK 0001265039

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 1:49 PM ET
Size
16.4 KB
View on SEC.gov