Home/Filings/4/0001437557-18-000031
4//SEC Filing

Christensen Mark Daniel 4

Accession 0001437557-18-000031

CIK 0001437557other

Filed

Sep 6, 8:00 PM ET

Accepted

Sep 7, 7:18 AM ET

Size

11.8 KB

Accession

0001437557-18-000031

Insider Transaction Report

Form 4
Period: 2018-09-05
Transactions
  • Tax Payment

    Common Stock

    2018-09-05$5.46/sh142,857$779,999457,143 total(indirect: See Footnote)
  • Exercise of In-Money

    Warrant (right to buy)

    2018-09-05600,000220,000 total(indirect: See Footnote)
    Exercise: $1.30From: 2016-09-17Exp: 2018-09-17Common Stock (600,000 underlying)
  • Exercise of In-Money

    Common Stock

    2018-09-05$1.30/sh+600,000$780,000600,000 total(indirect: See Footnote)
Holdings
  • Common Stock

    23,954
  • Common Stock

    (indirect: See Footnote)
    179,347
  • Common Stock

    (indirect: See Footnote)
    1,138,446
Footnotes (5)
  • [F1]These securities are held indirectly for the benefit of KES 7 Capital Inc., for which Reporting Person is the natural person with ultimate voting and dispositive power.
  • [F2]On September 5, 2018, the Reporting Person provided notice of exercise of warrants to purchase 457,143 shares of LLEX common stock for $1.30 a share on a cashless basis. Issuer executed the transaction on September 5, 2018, based on September 4, 2018 stock prices, resulting in LLEX withholding 142,857 shares to pay the exercise price.
  • [F3]These securities are held indirectly by Trace Capital Inc. for which the Reporting Person's wife is the natural person with sole voting and dispositive power.
  • [F4]These securities are held indirectly through Christensen GM&P Holding Corp., for which Reporting Person is the natural person with ultimate voting and dispositive power.
  • [F5]These securities are held indirectly for the benefit of KES 7 Capital Inc. for which the Reporting Person is the natural person with ultimate voting and dispositive power.

Issuer

LILIS ENERGY, INC.

CIK 0001437557

Entity typeother

Related Parties

1
  • filerCIK 0001716977

Filing Metadata

Form type
4
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 7:18 AM ET
Size
11.8 KB